Michelle L. Garrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Lea Garrett, who also goes by Michelle Lea Peterman, Michelle Lea Winfree, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1996. Michelle had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2006 - January 16, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
April 15, 2004 - December 31, 2005
COLLIERS SECURITIES LLC
May 31, 2002 - March 22, 2004
PORTFOLIO BROKERAGE SERVICES, INC.
September 19, 2000 - October 20, 2000
BIRKELBACH INVESTMENT SECURITIES, INC.
May 10, 1999 - June 2, 1999
CENTURY INVESTMENT GROUP INCORPORATED
May 31, 1996 - May 28, 1997
CENTURY INVESTMENT GROUP INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO BROKERAGE SERVICES, INC.
CRD#: 18554 / SEC#: , 8-36915
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PMC INTERNATIONAL, INC. | PARENT COMPANY | |
| LUGOWSKI, MICHAEL GIORDANO | CHIEF COMPLIANCE OFFICER | 5132003 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
