LB
Lamindy C. Brandon-joseph
CL WEALTH MANAGEMENT LLC
Northville, MI
Some features on this profile are disabled
CRD#: 2591953
LB
Professional summary
Lamindy C Brandon-joseph, CFP®, who also goes by Lamindy C Brandon, Mindy Joseph, is a registered financial advisor currently at CL WEALTH MANAGEMENT LLC located in Northville, Michigan and CABOT LODGE SECURITIES LLC located in Northville, Michigan.
Lamindy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Lamindy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lamindy C Brandon | Mindy Joseph
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)UNIVERSITY OF PHOENIX; SINCE 2010; PART TIME INSTRUCTOR IN THE SCHOOL OF BUSINESS, TEACHING FINANCE, ECONOMICS AND BUSINESS COURSES; DEVOTES 5-10 HOURS PER WEEK. 2) LAMINDY BRANDON JOSEPH - D/B/A CENTURION WEALTH MANAGEMENT, MANAGING PARTNER SINCE 2014, GURNEE, IL, 40 HRS. PER WEEK. CENTURION WEALTH MANAGEMENT PROVIDES FINANCIAL PLANNING SERVICES AND INSURANCE RELATED SOLUTIONS, 3) MANAGING MEMBER FOR CENTURION FINANCIAL ADVISERS, 50% OWNER SINCE 2014, JACKSONVILLE, FL, 10 HRS. PER WEEK, CPA PRACTICE WHICH INCLUDES TAX PREPARATION, BUDGET PREPARATION AND BILL PAYMENT SERVICES. CENTURION FINANCIAL ADVISERS ALSO PROVIDES CFO SERVICES TO NON-PROFITS. 4) H&R BLOCK, MANTUA TOWNSHIP, NJ, NON INVESTMENT RELATED, TAX PREPARATION, TAX SPECIALIST, NOVEMBER/DECEMBER 2018, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS, PREPARATION OF FEDERAL AND STATE INCOME TAXES. 5) KANSAS STATE UNIVERSITY, NOT INVESTMENT RELATED, HIGHER ED, MANHATTAN, KS, PART TIME GRADUATE ASSISTANT, 1/2020, 32 HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS, COLLECT AND ANALYZE DATA FROM SURVEYS, LOGS, ETC.; TRANSCRIBE EXIT INTERVIEWS; PARTICIPATE IN DEVELOPING A PLOT FINANCIAL LITERACY PROGRAM IMPLEMENTATION ON TWO CAMPUSES; COLLABORATE ON SCHOLARLY OPPORTUNITIES FOR ACADEMIC PUBLICATIONS AND PRESENTATIONS. 6) UNIVERSITY OF NEVADA LAS VEGAS (UNLV), NOT INVESTMENT RELATED, LAS VEGAS, NV, ADCADEMIC, FACULTY, 7/2023, 12 TO 15 HOURS PER MONTH, 1 HOUR DURING TRADING HOURS, TEACH ONLINE FINANCE AND INVESTMENT COURSES. 7) KANSAS STATE UNIVERISTY, NOT INVESTMENT RELATED, MANHATTAN, KS, 9/2023, Director of Student Group (Financial Services Leadership Initiative) 4 hours per month, zero hours during trading hours, mentorship for a student group; exposing them to various roles within the financial services industry and resources for professional development.
CRS (Client Relationship Summary) - RIA
Click below to view Lamindy C Brandon-joseph's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 6, 2012 - Present
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
Northville, MI
Current
July 15, 2013 - Present
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
Northville, MI
Past
December 6, 2012 - July 17, 2013
ALLIED BEACON PARTNERS, INC.
BD
CRD#: 46227
GURNEE, IL
Past
August 28, 2009 - November 30, 2012
JHS CAPITAL ADVISORS, LLC
RIA
CRD#: 112097
GURNEE, IL
Past
August 19, 2009 - November 30, 2012
JHS CAPITAL ADVISORS, LLC
BD
CRD#: 112097
AVENTURA, FL
Past
October 5, 2005 - July 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT LAUDERDALE, FL
Past
September 9, 2005 - July 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/25/2016)
IAR
Arizona(9/23/2020)
RR
Connecticut(7/15/2013)
RR
Delaware(10/2/2024)
IAR
Delaware(2/12/2025)
RR
Florida(7/15/2013)
IAR
Florida(9/4/2019)
RR
Georgia(12/7/2018)
RR
Michigan(6/10/2024)
IAR
Michigan(6/10/2024)
RR
Mississippi(7/15/2013)
IAR
Mississippi(7/26/2019)
RR
New Jersey(4/9/2024)
IAR
New Jersey(4/9/2024)
RR
Tennessee(12/3/2018)
IAR
Texas(4/30/2013)
RR
Texas(7/15/2013)
RR
Virginia(7/15/2013)
RR
Washington(4/9/2024)
IAR
Washington(4/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173
Mailing Address
Phone number
(212) 388-6200
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,073 |
| AUM (Assets Under Management) | $ 628,729,517 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
