Maxim Tselichtchev
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxim Tselichtchev, who also goes by Max Tselicher, Tselichev Tselichtchev, was a registered financial professional .
Maxim is a previously registered financial professional and started their career in finance in 1995. Maxim had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2014 - September 29, 2015
GARDEN STATE SECURITIES, INC.
May 2, 2014 - July 16, 2014
REALTA EQUITIES, INC.
October 27, 2010 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
July 30, 2008 - October 27, 2010
THINKEQUITY LLC
June 15, 2006 - July 30, 2008
OPPENHEIMER & CO. INC.
September 9, 2004 - July 7, 2006
GRAYSON FINANCIAL LLC
August 28, 2002 - October 5, 2004
KIRLIN SECURITIES INC.
April 9, 2001 - September 26, 2002
LEGEND MERCHANT GROUP, INC.
December 8, 1998 - March 26, 2001
LADENBURG THALMANN & CO. INC.
June 19, 1998 - November 23, 1998
HARRISDIRECT LLC
July 17, 1997 - April 22, 1998
LADENBURG THALMANN & CO. INC.
March 9, 1995 - August 22, 1997
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
