David B. Johnson
Professional summary
David Bruce Johnson is a registered financial professional currently at CEDAR POINT CAPITAL, LLC located in Edina, Minnesota.
David is registered as a RR (Registered Representative) and started their career in finance in 1974. David has worked at 11 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 79TO, SIE, Series 1, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Bruce Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2008 - Present
CEDAR POINT CAPITAL, LLC
Office #1: 7300 Metro Blvd Suite 360, Edina, MN 55439Office #2: 7300 Metro Blvd Suite 360, Edina, MN 55439May 16, 2007 - January 25, 2008
MILLER JOHNSON STEICHEN KINNARD, INC.
December 6, 2006 - May 16, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 28, 2001 - October 11, 2001
STOCKWALK.COM, INC.
January 17, 2001 - April 5, 2001
JOHN G. KINNARD AND COMPANY, INCORPORATED
January 1, 2001 - December 6, 2006
MILLER JOHNSON STEICHEN KINNARD, INC.
September 22, 2000 - January 1, 2001
JOHN G. KINNARD AND COMPANY, INCORPORATED
August 25, 2000 - June 19, 2001
STOCKWALK.COM, INC.
June 7, 2000 - October 3, 2000
STARFN
July 19, 1989 - September 27, 2001
MJK CLEARING, INC.
February 6, 1987 - July 3, 1989
MCCLEES INVESTMENTS, INC.
October 7, 1981 - January 12, 1987
MJK CLEARING, INC.
April 15, 1976 - September 8, 1981
SECURITIES RESOLUTION CORPORATION
January 30, 1975 - December 19, 1979
MILLER & SCHROEDER SECURITIES, INC.
July 23, 1974 - December 7, 1974
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2008)
(2/15/2008)
(1/29/2008)
(11/17/2014)
(2/4/2008)
(1/28/2014)
(2/13/2008)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 7/18/1974
Registered Representative ExaminationSeries 40
Date: 12/7/1978
Registered Principal ExaminationFINRA
Current Firm
CEDAR POINT CAPITAL, LLC
CRD#: 145116 / SEC#: , 8-67704
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 1 |
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