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CT

Carrie M. Taylor

BTIG
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 2591634
CT

Professional summary

Carrie Mccord Taylor is a registered financial professional currently at BTIG, LLC located in San Francisco, California and BAYRIDGE SECURITIES, LLC located in San Francisco, California.

Carrie is registered as a RR (Registered Representative) and started their career in finance in 1995. Carrie has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carrie Mccord Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2003 - Present

BTIG, LLC

Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104
BD
CRD#: 122225
San Francisco, CA
Current

June 3, 2011 - Present

BAYRIDGE SECURITIES, LLC

Office #1: 350 Bush St 9th Floor, San Francisco, CA 94104
BD
CRD#: 155765
San Francisco, CA
Past

July 8, 2002 - February 10, 2003

WILLIAMS TRADING LLC

BD
CRD#: 43678
WESTPORT, CT
Past

May 1, 2001 - July 12, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

February 5, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

October 11, 1996 - February 1, 2000

HAMBRECHT & QUIST LLC

BD
CRD#: 940
SAN FRANCISCO, CA
Past

August 25, 1995 - July 1, 1996

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/10/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/3/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/16/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 8/4/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BS
BAYRIDGE SECURITIES, LLC
BAYRIDGE SECURITIES, LLC

CRD#: 155765 / SEC#: , 8-68739

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
350 Bush Street, San Francisco, CA 94104
Mailing Address
350 Bush Street, San Francisco, CA 94104
Phone number
(415) 248-5570
Established
Delaware since 10/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONDOR TRADING L.P.MEMBER
JABER, KAREEM IZZIDDINCFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5467297
LEROY, ANTON MAURICECEO/MANAGING MEMBER2862204
MAHON, DONALD LEECCO/MANAGING MEMBER2890417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAYRIDGE SECURITIES, LLC

CRD#: 155765San Francisco, CA 94104

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