David C. Turben

TURNING POINT ADVISORS

Novelty, OH 44072

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CRD#: 2591599

Professional summary

David Codman Turben, CFP®, who also goes by David Turben, is a registered financial advisor currently at TURNING POINT ADVISORS, LLC located in Novelty, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Turben

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Codman Turben is owner of Turben, LLC. This entity is used for his hobby of photography. He will not offer any services to clients of Turning Point Advisors, LLC form his outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Codman Turben's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 3, 2018 - Present

TURNING POINT ADVISORS, LLC

Office #1: 15550 Priorway Dr Building G, Novelty, OH 44072

RIA

CRD#: 291633

Novelty, OH

Past

March 10, 2010 - May 3, 2013

TREND DYNAMICS INC

RIA

CRD#: 106279

SHAKER HTS., OH

Past

February 9, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HUDSON, OH

Past

February 9, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HUDSON, OH

Past

October 13, 2005 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

HUDSON, OH

Past

October 13, 2005 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

HUDSON, OH

Past

September 23, 2005 - October 18, 2005

EDWARD JONES

RIA

CRD#: 250

CHAGRIN FALLS, OH

Past

October 10, 2003 - October 18, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 2, 2003 - October 7, 2003

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

CLEVELAND, OH

Past

February 4, 2003 - October 7, 2003

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/5/2018)

IAR

Texas
(3/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/3/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/13/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/3/2003

General Securities Representative Examination

Current Firm

TURNING POINT ADVISORS, LLC

TURNING POINT ADVISORS | TURNING POINT ADVISORS, LLC

CRD#: 291633 / SEC#:

Ohio

Registered Investment Advisory firm - (2/23/2018 Approved)

Texas

Registered Investment Advisory firm - (1/25/2018 Conditional Restricted)

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Contact information

Main Address

15550 Priorway Dr Building G, Novelty, OH 44072

Mailing Address

Phone number

(216) 815-0770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 36,032,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David C. Turben

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Codman Turben's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREND DYNAMICS INC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

EDWARD JONES

EDWARD JONES

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/2003

Series 65

Date: 2/13/1995

Series 7

Date: 2/3/2003

Current Firm

TURNING POINT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TURNING POINT ADVISORS, LLC

TRUST BUT VERIFY

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