Jeffrey M. Bowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Micheal Bowman, who also goes by Chuck Bowman, Jeff Bowman, Jeffrey Michael Bowman, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1996 - October 7, 1998
BLOCK TRADING INC.
March 9, 1995 - November 8, 1995
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BLOCK TRADING INC.
CRD#: 36666 / SEC#: , 8-47391
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
