Tammy L. Aldieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tammy Lynn Aldieri, who also goes by Tammy Lynn Cugno, was a registered financial professional .
Tammy is a previously registered financial professional and started their career in finance in 1995. Tammy had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2010 - December 31, 2011
INVESTORS CAPITAL CORP.
May 3, 2007 - October 14, 2009
VOYA FINANCIAL PARTNERS, LLC
January 20, 2007 - April 16, 2007
VOYA FINANCIAL PARTNERS, LLC
September 10, 2003 - November 22, 2006
INVESTORS CAPITAL CORP.
May 30, 2000 - October 16, 2001
NATHAN & LEWIS SECURITIES, INC.
March 27, 1995 - May 22, 2000
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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