Ryan E. Curtis

CURTIS ADVISORY GROUP

Santa Barbara, CA 93101

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CRD#: 2591395

Professional summary

Ryan Earl Curtis, AIF® is a registered financial advisor currently at CURTIS ADVISORY GROUP, LLC located in Santa Barbara, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ryan has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Earl Curtis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 7, 2010 - Present

CURTIS ADVISORY GROUP, LLC

Office #1: 735 State Street Suite 214, Santa Barbara, CA 93101

RIA

CRD#: 151695

Santa Barbara, CA

Past

December 14, 2005 - April 20, 2010

CURTERRO ASSET MANAGEMENT, LLC

RIA

CRD#: 136484

SANTA BARBARA, CA

Past

August 13, 2001 - November 30, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

MONTECITO, CA

Past

July 11, 2001 - November 30, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

MONTECITO, CA

Past

January 20, 2000 - July 11, 2001

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

May 19, 1997 - January 19, 2000

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURTIS ADVISORY GROUP, LLC

CRD#: 151695 / SEC#: 801-81082

RIA

Registered Investment Advisory firm - (3/9/2015 Approved)

California

Registered Investment Advisory firm - (10/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/7/2010)

IAR

Texas
(3/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1997

General Securities Representative Examination

Current Firm

CURTIS ADVISORY GROUP, LLC

CRD#: 151695 / SEC#: 801-81082

RIA

Registered Investment Advisory firm - (3/9/2015 Approved)

California

Registered Investment Advisory firm - (10/6/2016 Terminated)

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Contact information

Main Address

735 State Street Suite 214, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 963-6181

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CURTIS ADVISORY GROUP ADV PART 2 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	516
AUM (Assets Under Management)	$ 484,972,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan E. Curtis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Earl Curtis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURTERRO ASSET MANAGEMENT, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

CURTIS ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2001

Series 63

Date: 5/23/1997

Series 7

Date: 5/16/1997

Current Firm

CURTIS ADVISORY GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CURTIS ADVISORY GROUP, LLC

TRUST BUT VERIFY

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