Christopher J. Trompeter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Joseph Trompeter, who also goes by Christopher Trompeter, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2002. Christopher had worked at 4 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2021 - November 4, 2025
CARY STREET PARTNERS ASSET MANAGEMENT
July 1, 2020 - November 4, 2025
CARY STREET PARTNERS
July 18, 2019 - November 13, 2020
TRADITION ASSET MANAGEMENT LLC
July 1, 2002 - December 10, 2019
TRADITION CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
CARY STREET PARTNERS ASSET MANAGEMENT
CRD#: 289178 / SEC#: 801-110994
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/26/1995
Non-Member General Securities ExaminationCurrent Firm
CARY STREET PARTNERS ASSET MANAGEMENT
CRD#: 289178 / SEC#: 801-110994
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,491,784,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
