Eric J. Dirkes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Jonathan Dirkes was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1995. Eric had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2025 - May 5, 2026
FARMERS FINANCIAL SOLUTIONS, LLC
December 12, 2011 - November 2, 2024
RIVERSOURCE DISTRIBUTORS, INC.
April 14, 2010 - December 12, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
December 1, 2006 - May 28, 2009
QUESTAR CAPITAL CORPORATION
March 10, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
November 17, 2003 - February 13, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
April 24, 2003 - November 6, 2003
CUNA BROKERAGE SERVICES, INC.
April 22, 2002 - December 18, 2002
MM ASCEND LIFE INVESTOR SERVICES, LLC
March 2, 1998 - February 1, 2002
RBC CAPITAL MARKETS, LLC
March 15, 1996 - March 2, 1998
DAIN RAUSCHER INCORPORATED
May 19, 1995 - March 8, 1996
AMERIPRISE ADVISOR SERVICES, INC.
March 31, 1995 - May 1, 1995
SCHNEIDER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/7/1998
Limited Representative-Equity Trader ExamCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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