Steven C. Paradise

UNITED FIRST PARTNERS LLC

New York, NY 10019

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CRD#: 2591176

Professional summary

Steven Charles Paradise is a registered financial professional currently at UNITED FIRST PARTNERS LLC located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2014 - Present

UNITED FIRST PARTNERS LLC

Office #1: 3 Columbus Circle Suite 1730, New York, NY 10019

CRD#: 155456

New York, NY

Past

November 2, 2007 - November 25, 2013

INSTINET, LLC

CRD#: 7897

NEW YORK, NY

Past

October 5, 1998 - November 8, 2007

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

March 4, 1996 - October 15, 1998

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 1, 1995 - March 4, 1996

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/22/2020)

New York
(1/13/2020)

Exams

State Security Law Exam

Series 63

Date: 5/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/20/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 10/21/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/28/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/28/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

UNITED FIRST PARTNERS LLC

CRD#: 155456 / SEC#: , 8-68718

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

3 Columbus Circle Suite 1730, New York, NY 10019

Mailing Address

3 Columbus Circle Suite 1730, New York, NY 10019

Phone number

(917) 836-8841

Established

New York since 08/31/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HADJEDJ, MICHAEL SIMON	PRESIDENT, ELECTED MANAGER	5854635
MARDEL, STEPHANE CHARLES	CO-PRESIDENT	5854634
DICKERSON, ELIZABETH ANNE	CHIEF COMPLIANCE OFFICER	1917497
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER	4197747
SINELNIKOV, PETER SERGEY	PRINCIPAL FINANCIAL OFFICER	6493208
UNITED FIRST PARTNERS HOLDINGS, LLC	SOLE MEMBER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Steven C. Paradise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Charles Paradise's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTINET, LLC

NOMURA SECURITIES INTERNATIONAL, INC.

J.P. MORGAN SECURITIES LLC

G.RESEARCH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 3/20/1999

Series 55

Date: 10/21/1998

Series 7

Date: 4/28/1995

Series 4

Date: 6/28/2007

Series 24

Date: 8/23/2000

FINRA

Current Firm

UNITED FIRST PARTNERS LLC

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

UNITED FIRST PARTNERS LLC

TRUST BUT VERIFY

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