Joslyn B. Dobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joslyn Berndt Dobson, who also goes by Joslyn Berndt, Joslyn Berndt Dobson, was a registered financial professional .
Joslyn is a previously registered financial professional and started their career in finance in 1996. Joslyn had worked at 4 firms and has passed the Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2004 - December 31, 2005
TEXAN CAPITAL GROUP, INC.
May 18, 2004 - January 7, 2017
TEXAN CAPITAL
August 13, 2003 - November 28, 2005
PIEDRA CAPITAL LTD
October 2, 1996 - August 11, 2003
PALLADIUM CAPITAL MANAGEMENT LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/2/1996
Non-Member General Securities ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
