Clifford L. Weaver
Professional summary
Clifford Lee Weaver was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Clifford is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Clifford had worked at 6 firms, which includes WRP INVESTMENTS INC., SECURITIES SERVICE NETWORK LLC, TOWER SQUARE SECURITIES INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., VOYA FINANCIAL ADVISORS INC., WMA SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2005 - December 14, 2007
WRP INVESTMENTS, INC.
March 17, 2004 - January 5, 2005
SECURITIES SERVICE NETWORK, LLC
October 6, 2003 - March 23, 2004
TOWER SQUARE SECURITIES, INC.
January 6, 2003 - October 1, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 2, 2000 - December 31, 2002
VOYA FINANCIAL ADVISORS, INC.
February 8, 1996 - April 25, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
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