David C. Adams
Professional summary
David Charles Adams is a registered financial advisor currently at HOT SPRINGS ASSET MANAGEMENT, INC. located in Hot Springs Village, Arkansas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Charles Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2008 - Present
HOT SPRINGS ASSET MANAGEMENT, INC.
Office #1: 110 La Plaza W Suite E, Hot Springs Village, AR 71909December 20, 2019 - December 31, 2020
VITA ADVISORY SOLUTIONS INC
August 4, 1999 - January 4, 2008
AVANTAX ADVISORY SERVICES
January 26, 1998 - December 21, 2007
AVANTAX INVESTMENT SERVICES, INC.
August 1, 1997 - August 20, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 1995 - August 15, 1997
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/7/2008)
Exams
Current Firm
HOT SPRINGS ASSET MANAGEMENT, INC.
CRD#: 144745 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 18,859,000 |
Red Flags
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