George Olander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Olander, who also goes by George Arthur Olander Jr, George Arthur Olander, George Arthur Orlander, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1995. George had worked at 13 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2020 - September 24, 2020
USAA INVESTMENT SERVICES COMPANY
August 17, 2018 - July 30, 2020
USAA INVESTMENT SERVICES COMPANY
August 16, 2018 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
May 27, 2016 - May 26, 2017
MML INVESTORS SERVICES, LLC
April 29, 2016 - May 26, 2017
MML INVESTORS SERVICES, LLC
January 1, 2015 - February 17, 2015
VERUS CAPITAL PARTNERS, LLC
March 6, 2013 - December 31, 2014
VERUS CAPITAL PARTNERS, LLC
February 12, 2013 - February 13, 2015
SECURITIES AMERICA, INC.
January 5, 2012 - February 11, 2013
WFG ADVISORS, LP
September 28, 2011 - November 16, 2011
WFG ADVISORS, LP
September 28, 2011 - February 11, 2013
WFG INVESTMENTS, INC.
January 1, 2004 - October 4, 2011
CETERA FINANCIAL SPECIALISTS LLC
August 7, 2001 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
October 26, 1998 - April 24, 1999
AMERICAN PACIFIC SECURITIES, INC.
January 2, 1998 - May 6, 1998
MONY SECURITIES CORPORATION
December 18, 1995 - November 7, 1996
SPELMAN & CO., INC.
March 20, 1995 - November 16, 1995
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
