Marguerite Sheridan
Professional summary
Marguerite Sheridan, who also goes by Bee Sheridan, Marguerite M Sheridan, Marguerite Michele Sheridan, is a registered financial professional currently at BROWN BROTHERS HARRIMAN INVESTMENTS, LLC located in New York, New York.
Marguerite is registered as a RR (Registered Representative) and started their career in finance in 1995. Marguerite has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marguerite Sheridan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2019 - Present
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Office #1: 140 Broadway, New York, NY 10005June 22, 2018 - February 14, 2019
SANFORD C. BERNSTEIN & CO., LLC
June 20, 2018 - February 14, 2019
ALLIANCEBERNSTEIN L.P.
June 19, 2018 - February 14, 2019
ALLIANCEBERNSTEIN INVESTMENTS, INC.
December 8, 2006 - June 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2006 - June 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 2002 - September 5, 2006
UBS FINANCIAL SERVICES INC.
June 16, 2000 - July 2, 2001
CITIGROUP GLOBAL MARKETS INC.
December 17, 1996 - June 30, 1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 13, 1995 - August 23, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2019)
Exams
Series 12
Date: 10/25/2006
NYSE Branch Manager ExaminationFINRA
Current Firm
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
CRD#: 282732 / SEC#: , 8-69731
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | SOLE MEMBER | |
| GREIFENKAMP, DANIEL JOSEPH | CEO, CHAIRMAN OF THE BOARD | 2180478 |
| HUTSON, JOSHUA EYARE | CCO | 2912952 |
| KRUCZEK, ROBERT PATRICK | DIRECTOR | 2389311 |
| MESKIN, JEFFREY BRYAN | DIRECTOR | 2855280 |
| PUSTORINO, PAUL JAMES | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 5059093 |
| SCHOENFELD, JEFFREY ALAN | DIRECTOR | 2490214 |
Red Flags
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