Mark A. Sulavka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Anthony Sulavka was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2001. Mark had worked at 4 firms and has passed the SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2018 - November 30, 2018
PLANNER SECURITIES LLC
October 10, 2014 - February 1, 2017
NSX SECURITIES LLC
February 1, 2010 - February 1, 2013
LEGEND TRADING, LLC
April 3, 2001 - September 26, 2014
LEGEND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PLANNER SECURITIES LLC
CRD#: 36866 / SEC#: , 8-47498
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
