Denny P. Darmodihardjo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denny P Darmodihardjo, who also goes by Denny Darmo, Denny Darmodihardjo, was a registered financial professional .
Denny is a previously registered financial professional and started their career in finance in 1995. Denny had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2007 - August 28, 2015
ROCKWELL GLOBAL CAPITAL LLC
May 9, 2005 - June 7, 2007
ADVANCED PLANNING SECURITIES, INC.
January 2, 2004 - May 9, 2005
NATIONS FINANCIAL GROUP, INC.
June 19, 2002 - December 18, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
October 29, 1999 - July 2, 2002
HAPOALIM SECURITIES USA, INC.
May 5, 1997 - October 29, 1999
ROYCE INVESTMENT GROUP, INC.
October 2, 1996 - April 9, 1997
HOBBS MELVILLE SECURITIES CORP.
April 13, 1995 - August 23, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROCKWELL GLOBAL CAPITAL LLC
CRD#: 142485 / SEC#: , 8-67467
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 7 |
Red Flags
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