MG

Mark J. Grenader

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CRD#: 2589795
MG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark James Grenader was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1995. Mark had worked at 4 firms and has passed the Series 63, SIE, Series 2 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 2, 2003 - December 31, 2015

FINANCIAL PARADIGMS, INC.

BD
CRD#: 125864
HOUSTON, TX
Past

January 23, 2002 - January 4, 2021

INVESTEC WEALTH STRATEGIES

RIA
CRD#: 109417
HOUSTON, TX
Past

June 23, 2000 - June 4, 2003

USF SECURITIES, L.P.

BD
CRD#: 37942
HOUSTON, TX
Past

March 21, 1995 - December 31, 2000

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 7/14/1995
Non-Member General Securities Examination
General Industry/Product Exam

Current Firm


FP
FINANCIAL PARADIGMS, INC.
FINANCIAL PARADIGMS, INC.

CRD#: 125864 / SEC#: , 8-65827

BD
Terminated by SEC on 03/06/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 11/13/2002
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
GOOTT, JOHNPRESIDENT/CCO/REGISTERED PRINCIPAL1041235
GOOTT, DANIEL RYANFINOP3214003

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINANCIAL PARADIGMS, INC.

CRD#: 125864

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