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JD

Jennifer L. Dantoni

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CRD#: 2589787
JD

Professional summary

Jennifer Lorraine Dantoni was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jennifer is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Jennifer had worked at 4 firms, which includes ALDEN CAPITAL MARKETS INC., DUKE & CO. INC., A. R. BARON & CO. INC., PRIME CHARTER LTD..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 20, 1997 - June 11, 1997

ALDEN CAPITAL MARKETS, INC.

BD
CRD#: 25314
NEW YORK, NY
Past

March 14, 1996 - January 7, 1997

DUKE & CO., INC.

BD
CRD#: 8035
NEW YORK, NY
Past

May 24, 1995 - October 3, 1995

A. R. BARON & CO., INC.

BD
CRD#: 29285
NEW YORK, NY
Past

April 7, 1995 - May 24, 1995

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/5/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/6/1995
General Securities Representative Examination

Current Firm

AC
ALDEN CAPITAL MARKETS, INC.
ALDEN CAPITAL FUNDING, INC. | ALDEN CAPITAL MARKETS, INC.

CRD#: 25314 / SEC#: , 8-41638

BD
Cancelled by SEC on 06/29/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 07/20/1989
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALDEN CAPITAL MARKETS, INC.

CRD#: 25314

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