Jack J. Solan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Joseph Solan was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1995. Jack had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2006 - November 19, 2019
TRIDENT PARTNERS LTD.
June 13, 2005 - February 8, 2006
AEGIS CAPITAL CORP.
February 21, 2001 - June 30, 2005
YANKEE FINANCIAL GROUP, INC.
October 1, 1999 - March 8, 2001
GLENN MICHAEL FINANCIAL, INC.
February 27, 1995 - October 1, 1999
PATAGON.COM SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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