Patrick T. Drum

SATURNA CAPITAL

BELLINGHAM, WA 98225-4730

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CRD#: 2589727

Professional summary

Patrick Tierney Drum, CFA, CFP®, who also goes by Patrick T Drum, is a registered financial advisor currently at SATURNA CAPITAL CORPORATION located in Bellingham, Washington and SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Patrick has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick T Drum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/01/2022 I have been the sole member of Wafra Holdings LLC ("Wafra"), located at 700 North Shore Drive #2 Bellingham, WA 98226. Wafra owns and operates rental properties. I devote four hours per month to this activity, none during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Tierney Drum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

September 30, 2022 - Present

SATURNA CAPITAL CORPORATION

Office #1: 1300 N State St., Bellingham, WA 98225-4730

RIA

CRD#: 25586

BELLINGHAM, WA

Current

October 31, 2014 - Present

SATURNA BROKERAGE SERVICES, INC

Office #1: 1300 N. State Street, Bellingham, WA 98225-4730Office #2: 1300 N. State St., Bellingham, WA 98225

CRD#: 18437

BELLINGHAM, WA

Past

January 8, 2008 - October 8, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SEATTLE, WA

Past

December 5, 2007 - October 8, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SEATTLE, WA

Past

March 29, 1996 - November 15, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SATURNA CAPITAL CORPORATION

EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION

CRD#: 25586 / SEC#: 801-35428, 8-41998

RIA

Registered Investment Advisory firm - FINRA (10/30/1989 Approved)

Terminated by FINRA on 11/02/1990

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Washington
(10/31/2014)

IAR

Washington
(9/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/27/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2007

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 8/19/1996

Futures Managed Funds Examination

SRO Registrations

FINRA

Current Firm

SATURNA CAPITAL CORPORATION

EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION

CRD#: 25586 / SEC#: 801-35428, 8-41998

RIA

Registered Investment Advisory firm - FINRA (10/30/1989 Approved)

Terminated by FINRA on 11/02/1990

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Contact information

Main Address

1300 N State St., Bellingham, WA 98225-4730

Mailing Address

Phone number

(360) 734-9900

Established

Washington since 07/25/1989

Firm type

Corporation

Fiscal year end

June

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 - FIRM BROCHURE (9/26/2025)

FORM ADV PART 2A - APPENDIX 1, WRAP FEE PROGRAM BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 8,624,828,208

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
01/26/2024	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick T. Drum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Tierney Drum's CRS (Customer Relationship Summary).

Certified licenses

Experience

SATURNA BROKERAGE SERVICES, INC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SATURNA CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2008

Series 65

Date: 8/27/1996

Series 63

Date: 8/27/1996

SIE

Date: 10/1/2018

Series 7

Date: 12/4/2007

Series 31

Date: 8/19/1996

FINRA

Current Firm

SATURNA CAPITAL CORPORATION

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SATURNA CAPITAL CORPORATION

TRUST BUT VERIFY

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