Patrick Tierney Drum
CFA, CFP®Professional Summary
Patrick Tierney Drum, CFA, CFP®, who also goes by Patrick T Drum, is a registered financial advisor currently at SATURNA CAPITAL CORPORATION located in Bellingham, Washington and SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington. Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Patrick has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Tierney Drum, Patrick T Drum
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Credentials
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Current Firm
EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION
Contact Information
Main Address
1300 N State St., Bellingham, WA 98225-4730Phone Number
(360) 734-9900Established
Washington since 07/25/1989Firm Type
CorporationFiscal Year End
June# of Employees
92SEC notice filing (29 States and Territories)
Registered to provide investment advisory services in 29 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
139AUM (Assets Under Management)
$10,480,581,588Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
| 01/28/2025 | Cover Page | Report |
| 01/26/2024 | Cover Page | Report |
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION
State Registrations and Notice Filings
(10/31/2014)
(9/30/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Tierney Drum's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
ALLSTATE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC