Daniel C. Lancer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Christopher Lancer was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2007 - March 12, 2007
JHS CAPITAL ADVISORS, LLC
May 3, 2004 - December 31, 2005
ASG SECURITIES, INC.
April 25, 2003 - May 14, 2004
RICHMARK CAPITAL CORPORATION
December 14, 1999 - May 2, 2003
LH ROSS & COMPANY, INC.
October 14, 1999 - November 29, 1999
COUCH & COMPANY, INCORPORATED
January 8, 1999 - July 13, 1999
J. BANKS COMPANY
July 28, 1998 - December 9, 1998
STARR SECURITIES, INC.
January 28, 1998 - August 3, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
April 22, 1997 - February 17, 1998
LEGEND MERCHANT GROUP, INC.
September 17, 1996 - May 9, 1997
INVESTORS ASSOCIATES, INC.
August 22, 1995 - June 7, 1996
LANDMARK INTERNATIONAL EQUITIES
April 28, 1995 - August 8, 1995
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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