Bradley A. Ketover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Adam Ketover, who also goes by Bradley Adam Ketouer, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1995. Bradley had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2007 - February 27, 2012
AVIAN SECURITIES, LLC
August 1, 2006 - February 23, 2007
GLOBAL CROWN CAPITAL, LLC
June 30, 2005 - July 24, 2006
HOEFER & ARNETT, INCORPORATED
September 8, 2003 - June 30, 2005
JANCO PARTNERS, INC.
August 13, 2001 - August 29, 2003
WM SMITH & CO.
March 3, 2000 - December 18, 2000
HEROLD & LANTERN INVESTMENTS, INC.
September 12, 1996 - March 16, 1998
LEHMAN BROTHERS INC.
August 7, 1995 - August 19, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVIAN SECURITIES, LLC
CRD#: 46347 / SEC#: , 8-51389
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE AVI COHEN TRUST | PARTNER | |
| ZIRKEL, LAWRENCE EVAN | PARTNER | 2257064 |
| COHEN, AVI | TRUSTEE OF THE AVI COHEN TRUST, MANAGER & CHIEF COMPLIANCE OFFICER, ROP | 2410714 |
| COHEN, VANDA | TRUSTEE OF THE VANDA COHEN TRUST | 4653126 |
| KATSNELSON, DAVID | TRUSTEE OF THE ERIK GIDEON COHEN TRUST 2003, TRUSTEE OF THE ETHAN DAVID COHEN TRUST 2003 | 3260849 |
| LOVELL, NATHANIEL WILLARD | ROP | 4300307 |
| PFEIFFER, MARK STEWART | PARTNER | 4089566 |
| THE ERIK GIDEON COHEN TRUST 2003 | PARTNER | |
| THE ETHAN DAVID COHEN TRUST 2003 | PARTNER | |
| THE VANDA COHEN TRUST | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
