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Bradley Adam Ketover

CRD# 2589445·Registered 1995 - 2012
Previously Registered: Being a previously registered professional could mean that Bradley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradley Adam Ketover, who also goes by Bradley Adam Ketouer, was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 1995 - 2012. Bradley had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradley Adam Ketouer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

AVIAN SECURITIES, LLC·CRD# 46347
BD
Richmond, VT
March 1, 2007 - February 27, 2012
GLOBAL CROWN CAPITAL, LLC·CRD# 16761
BD
San Francisco, CA
August 1, 2006 - February 23, 2007
HOEFER & ARNETT, INCORPORATED·CRD# 10883
BD
San Francisco, CA
June 30, 2005 - July 24, 2006
JANCO PARTNERS, INC.·CRD# 40055
BD
Greenwood Village, CO
September 8, 2003 - June 30, 2005
WM SMITH & CO.·CRD# 30777
BD
Greenwood Village, CO
August 13, 2001 - August 29, 2003
HEROLD & LANTERN INVESTMENTS, INC.·CRD# 30996
BD
Melville, NY
March 3, 2000 - December 18, 2000
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
September 12, 1996 - March 16, 1998
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 7, 1995 - August 19, 1996

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Current Firm

AS
AVIAN SECURITIES, LLC

AVIAN SECURITIES, INC. | AVIAN SECURITIES, LLC

CRD#: 46347 / SEC#: 8-51389
BD
Terminated by SEC on 02/08/2013

Contact Information

Established

Delaware since 07/30/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE AVI COHEN TRUSTPARTNER—
ZIRKEL, LAWRENCE EVANPARTNER2257064
COHEN, AVITRUSTEE OF THE AVI COHEN TRUST, MANAGER & CHIEF COMPLIANCE OFFICER, ROP2410714
COHEN, VANDATRUSTEE OF THE VANDA COHEN TRUST4653126
KATSNELSON, DAVIDTRUSTEE OF THE ERIK GIDEON COHEN TRUST 2003, TRUSTEE OF THE ETHAN DAVID COHEN TRUST 20033260849
LOVELL, NATHANIEL WILLARDROP4300307
PFEIFFER, MARK STEWARTPARTNER4089566
THE ERIK GIDEON COHEN TRUST 2003PARTNER—
THE ETHAN DAVID COHEN TRUST 2003PARTNER—
THE VANDA COHEN TRUSTPARTNER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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