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Paul Stuart Shechter

CRD# 2589423·Registered 1995 - 2011
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Stuart Shechter, who also goes by Paul Stuart Schecter, Paul Stuart Shecter, Paul Shecter, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1995 - 2011. Paul had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Stuart Schecter, Paul Stuart Shecter, Paul Shecter

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

OBSIDIAN FINANCIAL GROUP, LLC·CRD# 104255
BD
Happauge, NY
June 10, 2011 - October 4, 2011
ITRADEDIRECT.COM CORP·CRD# 18281
BD
Farmingville, NY
June 20, 2005 - May 6, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
March 18, 2003 - June 15, 2005
AMERICAN CAPITAL PARTNERS, LLC·CRD# 119249
BD
Hauppauge, NY
January 3, 2003 - April 11, 2003
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Bohemia, NY
July 27, 2000 - December 31, 2002
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
September 10, 1998 - August 9, 2000
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
August 25, 1997 - September 14, 1998
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
May 15, 1997 - August 25, 1997
MORGAN GRANT CAPITAL CORP.·CRD# 28595
BD
Garden City, NY
October 28, 1996 - February 7, 1997
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
March 31, 1996 - October 31, 1996
STERLING FOSTER & COMPANY, INC.·CRD# 36052
BD
Uniondale, NY
August 11, 1995 - February 20, 1996
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
May 10, 1995 - July 20, 1995
STERLING FOSTER & COMPANY, INC.·CRD# 36052
BD
Uniondale, NY
April 28, 1995 - May 11, 1995

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Current Firm

OF
OBSIDIAN FINANCIAL GROUP, LLC

GRANITE SECURITIES LLC | OBSIDIAN FINANCIAL GROUP, LLC | OBSIDIAN FINANCIAL GROUP LLC | GRANITE SECURITIES, LLC

CRD#: 104255 / SEC#: 8-52756
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

New York since 11/19/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OBSIDIAN CAPITAL HOLDINGS, LLCOWNER—
KRIM, ALAN MITCHELLCFO/FINOP2785337
LENZA, TOBIAS ANTHONYINVESTMENT BANKER2279825
TELFER, JOHN DAVIDCHIEF COMPLIANCE OFFICER1099745

Disclosures

Regulatory Event

17

Arbitration

9

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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