John H. Zender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Zender JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2008 - December 13, 2010
XTENT FINANCIAL GROUP, INC.
August 6, 2004 - June 7, 2006
PFS INVESTMENTS INC.
May 9, 1997 - December 10, 1999
WMA SECURITIES, INC.
November 30, 1995 - May 7, 1997
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
XTENT FINANCIAL GROUP, INC.
CRD#: 7854 / SEC#: , 8-23340
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TAIPAN ACQUISITIONS, LLC | OWNER | |
| JBL ACQUISITIONS, LLC | OWNER | |
| MEIL, JASON TODD | PRESIDENT, CHIEF COMPLIANCE OFFICER, EXECUTIVE REPRESENTATIVE | 4711393 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
