Bradley W. Lowry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Warren Lowry, who also goes by Brad Warren Lowry, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1995. Bradley had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2000 - January 4, 2021
HAYWOOD SECURITIES (USA) INC.
April 13, 1999 - August 20, 1999
FIRSTENERGY CAPITAL (USA) CORP.
August 14, 1997 - December 23, 1998
NBC INTERNATIONAL (USA) LTD.
February 27, 1995 - June 30, 1997
SCOTIA CAPITAL (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
