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Eric William Ellinghaus

CRD# 2589213·Registered 1995 - 2015
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric William Ellinghaus was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1995 - 2015. Eric had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
September 26, 2014 - September 29, 2015
B. RILEY & CO., LLC·CRD# 40355
BD
New York, NY
February 17, 2012 - September 26, 2013
KAUFMAN BROS., L.P.·CRD# 37909
BD
New York, NY
July 2, 2010 - February 6, 2012
C. L. KING & ASSOCIATES, INC.·CRD# 6183
BD
New York, NY
January 31, 2008 - June 18, 2010
CANACCORD GENUITY SECURITIES LLC·CRD# 24790
BD
New York, NY
June 4, 2001 - January 18, 2008
KAUFMAN BROS., L.P.·CRD# 37909
BD
New York, NY
May 13, 1998 - May 29, 2001
NATWEST SECURITIES CORPORATION·CRD# 18238
BD
New York, NY
November 5, 1997 - February 2, 1998
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
April 25, 1996 - October 13, 1997
DIRECTED SERVICES LLC·CRD# 21675
BD
West Chester, PA
March 27, 1995 - May 11, 1996

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Current Firm

QT
QUASAR TRADING, LLC

BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: 8-68416
BD
Terminated by SEC on 11/27/2017

Contact Information

Established

Delaware since 07/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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