John Mcleod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Mcleod III, who also goes by John Mcleod, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2024 - December 31, 2024
PRAGMATIC SOLUTIONS
June 13, 2005 - September 19, 2006
CARLTON CAPITAL INC.
June 23, 2004 - December 31, 2004
J.P. TURNER & COMPANY, L.L.C.
July 1, 2003 - March 3, 2004
EMMETT A LARKIN COMPANY, INC.
August 21, 2002 - May 14, 2003
ARJENT LTD.
April 9, 2001 - October 18, 2001
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
October 30, 2000 - May 2, 2001
MASON HILL & CO., INC.
September 8, 2000 - November 1, 2000
PAULSON INVESTMENT COMPANY LLC
October 22, 1999 - May 18, 2000
MASON HILL & CO., INC.
June 22, 1999 - January 10, 2000
COLEMAN & COMPANY SECURITIES, INC.
March 4, 1999 - May 6, 1999
DALTON KENT SECURITIES GROUP, INC.
April 18, 1997 - June 19, 1997
MAIDSTONE FINANCIAL, INC.
January 30, 1997 - May 6, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
September 10, 1996 - December 13, 1996
EURO-ATLANTIC SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRAGMATIC SOLUTIONS
CRD#: 327339 / SEC#:
Contact information
Red Flags
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