David L. Dolph
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Larry Dolph, who also goes by Dave Larry Dolph, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2011 - August 8, 2011
LONE STAR SECURITIES, INC.
May 9, 2007 - July 8, 2008
TEXAS SECURITIES, INC.
January 31, 2006 - May 3, 2006
LONE STAR SECURITIES, INC.
January 19, 1999 - June 22, 2005
GREAT WEST PARTNERS, INC.
April 11, 1997 - December 31, 1998
LONE STAR SECURITIES, INC.
March 7, 1995 - July 21, 1995
LONE STAR SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LONE STAR SECURITIES, INC.
CRD#: 20452 / SEC#: , 8-38254
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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