RL
Richard A. Lamore
J. W. COLE ADVISORS
East Berlin, CT 06023
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CRD#: 2588817
RL
Professional summary
Richard Alfred Lamore is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in East Berlin, Connecticut and J.W. COLE FINANCIAL, INC. located in East Berlin, Connecticut.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Alfred Lamore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2023 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1224 Mill St Bldg B, Suite 103, East Berlin, CT 06023RIA
CRD#: 112294
East Berlin, CT
Current
May 11, 2023 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1224 Mill Street Building B, Suite 115, East Berlin, CT 06023BD
CRD#: 124583
East Berlin, CT
Past
September 7, 2021 - May 18, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
EAST BERLIN, CT
Past
March 1, 2019 - May 18, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
EAST BERLIN, CT
Past
November 29, 2017 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
NEWINGTON, CT
Past
June 21, 2017 - December 12, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Newington, CT
Past
March 31, 2009 - June 21, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
Newington, CT
Past
April 11, 1995 - March 18, 2009
PFS INVESTMENTS INC.
BD
CRD#: 10111
BLOOMFIELD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/11/2023)
RR
Connecticut(5/11/2023)
IAR
Connecticut(5/11/2023)
RR
Delaware(5/23/2023)
RR
Florida(5/11/2023)
RR
Georgia(5/11/2023)
RR
Illinois(5/11/2023)
RR
Indiana(5/11/2023)
RR
Kentucky(5/11/2023)
RR
Maine(5/19/2023)
RR
Maryland(5/11/2023)
RR
Massachusetts(6/7/2023)
RR
Michigan(5/11/2023)
RR
Nevada(5/11/2023)
RR
New Hampshire(5/11/2023)
RR
New Jersey(5/11/2023)
RR
New York(5/11/2023)
RR
North Carolina(5/11/2023)
RR
Ohio(5/11/2023)
RR
Pennsylvania(5/11/2023)
RR
Rhode Island(5/11/2023)
RR
South Carolina(5/11/2023)
RR
Texas(5/11/2023)
RR
Vermont(5/11/2023)
RR
Virginia(5/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)PREMIUM
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
