Linda S. Mcdaniels

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CRD#: 2588732

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Linda Sue Mcdaniels, who also goes by Linda Sue Harris, Linda Sue Mcglothlen, Linda Mcglothlen, Linda Sue Weaver, was a registered financial professional .

Linda is a previously registered financial professional and started their career in finance in 1995. Linda had worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Linda Sue Harris | Linda Sue Mcglothlen | Linda Mcglothlen | Linda Sue Weaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 23, 2017 - August 12, 2019

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Peoria, IL

Past

August 23, 2017 - August 12, 2019

J.W. COLE FINANCIAL, INC.

CRD#: 124583

PEORIA, IL

Past

February 17, 2017 - September 20, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

PEORIA, IL

Past

March 10, 2016 - February 17, 2017

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Peoria, IL

Past

September 30, 2013 - February 18, 2015

SII INVESTMENTS, INC.

CRD#: 2225

MORTON, IL

Past

September 21, 2010 - June 13, 2013

MORGAN STANLEY

RIA

CRD#: 149777

PEORIA, IL

Past

June 1, 2009 - June 13, 2013

MORGAN STANLEY

CRD#: 149777

PEORIA, IL

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PEORIA, IL

Past

September 28, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PEORIA, IL

Past

February 15, 2000 - September 14, 2005

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

September 8, 1999 - February 15, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 22, 1999 - April 11, 2000

RICHARD B. VANCE & COMPANY

CRD#: 3656

JOLIET, IL

Past

October 7, 1997 - December 15, 1998

NIPHIX INVESTMENTS INC.

CRD#: 39378

PEORIA, IL

Past

April 8, 1996 - September 16, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

April 12, 1995 - March 28, 1996

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/1/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/1995

General Securities Representative Examination

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Linda S. Mcdaniels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

PARK AVENUE SECURITIES LLC

GROVE POINT INVESTMENTS, LLC

SII INVESTMENTS, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

ROBERT W. BAIRD & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RICHARD B. VANCE & COMPANY

NIPHIX INVESTMENTS INC.

MML INVESTORS SERVICES, LLC

CETERA INVESTMENT SERVICES LLC

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2017

Series 63

Date: 5/1/1995

SIE

Date: 10/1/2018

Series 7

Date: 3/13/1995

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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