Dimos S. Tirovolas
Professional summary
Dimos Spiros Tirovolas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dimos is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Dimos had worked at 5 firms, which includes VANGUARD CAPITAL, SHARPE CAPITAL INC., MORGAN GRANT CAPITAL CORP., CHATFIELD DEAN & CO. INC., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2000 - February 23, 2000
VANGUARD CAPITAL
July 15, 1999 - January 18, 2000
SHARPE CAPITAL, INC.
May 25, 1999 - July 26, 1999
MORGAN GRANT CAPITAL CORP.
July 12, 1995 - August 18, 1995
CHATFIELD DEAN & CO., INC.
May 25, 1995 - August 2, 1995
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VANGUARD CAPITAL
CRD#: 22081 / SEC#: 801-71971, 8-39450
Contact information
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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