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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Kent Allen Cornell

Kent A. Cornell

CORNELL CAPITAL GROUP
Sulphur, OK 73086
Some features on this profile are disabled
CRD#: 2588408
Kent Allen Cornell

Professional summary

Kent Allen Cornell, CFP® is a registered financial advisor currently at CORNELL CAPITAL GROUP, LLC located in Sulphur, Oklahoma.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kent has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?
Budgeting
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Business Succession Planning
Debt Management
Investment Planning
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Allen Cornell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1999

Experience

Current

October 6, 2017 - Present

CORNELL CAPITAL GROUP, LLC

Office #1: 1804 W Broadway Ave, Sulphur, OK 73086Office #2: 1804 W Broadway Ave, Sulphur, OK 73086
RIA
CRD#: 289558
Sulphur, OK
Past

November 11, 2010 - September 27, 2017

MADISON AVENUE SECURITIES, LLC

RIA
CRD#: 23224
NORMAN, OK
Past

November 15, 2006 - September 27, 2017

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
NORMAN, OK
Past

November 28, 1995 - January 5, 2007

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
SULPHUR, OK
Past

June 23, 1995 - December 12, 2006

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
SULPHUR, OK
Past

June 16, 1995 - June 29, 1995

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(10/6/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/12/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/9/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/9/1995
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CC
CORNELL CAPITAL GROUP, LLC
CORNELL CAPITAL GROUP, LLC

CRD#: 289558 / SEC#:

Oklahoma
Registered Investment Advisory firm - (10/6/2017 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1804 W Broadway Ave, Sulphur, OK 73086
Mailing Address
Phone number
(580) 622-5229
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORNELL CAPITAL GROUP, LLC

CRD#: 289558Sulphur, OK 73086

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Contact information

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