Kent A. Cornell

CORNELL CAPITAL GROUP

Sulphur, OK 73086

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CRD#: 2588408

Professional summary

Kent Allen Cornell, CFP® is a registered financial advisor currently at CORNELL CAPITAL GROUP, LLC located in Sulphur, Oklahoma.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kent has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Budgeting

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Business Succession Planning

Debt Management

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CORNELL FINANCIAL GROUP, LLC; INVESTMENT-RELATED: YES; 31804 W BROADWAY, SULPHUR OK 73086; SALES OF LIFE/HEALTH INSURANCE AND ANNUITIES; OWNER/OFFICER/AGENT; START DATE: 06/1994; APPROX 25% OF TIME; 30 HOURS PER MONTH/30 HOURS DURING TRADING CORNELL FINANCIAL SERVICES, LLC.; INVESTMENT RELATED: NO; 1804 W BROADWAY, SULPHUR OK 73086; TAX PREPARATION & CONSULTING, MANAGEMENT CONSULTING; EMPLOYEE; START DATE 06/1994; APPROX 25% OF TIME; 30 HOURS PER MONTH/30 HOURS DURING TRADING CHILI CREEK RANCH, INC.; INVESTMENT RELATED: YES; 1804 W BROADWAY, SULPHUR OK 73086; RANCHING AND RESIDENTIAL & COMMERCIAL RENTAL REAL ESTATE;OWNER; START DATE 06/1994; APPROX 20% OF TIME; 24 HOURS PER MONTH/24 HOURS DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Allen Cornell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

October 6, 2017 - Present

CORNELL CAPITAL GROUP, LLC

Office #1: 1804 W Broadway Ave, Sulphur, OK 73086Office #2: 1804 W Broadway Ave, Sulphur, OK 73086

RIA

CRD#: 289558

Sulphur, OK

Past

November 11, 2010 - September 27, 2017

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

NORMAN, OK

Past

November 15, 2006 - September 27, 2017

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

NORMAN, OK

Past

November 28, 1995 - January 5, 2007

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

SULPHUR, OK

Past

June 23, 1995 - December 12, 2006

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

SULPHUR, OK

Past

June 16, 1995 - June 29, 1995

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(10/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/9/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORNELL CAPITAL GROUP, LLC

CRD#: 289558 / SEC#:

Oklahoma

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

1804 W Broadway Ave, Sulphur, OK 73086

Mailing Address

Phone number

(580) 622-5229

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Kent A. Cornell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Allen Cornell's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/1995

Series 63

Date: 5/9/1995

SIE

Date: 9/27/2017

Series 7

Date: 6/10/1999

Series 6

Date: 5/9/1995

Current Firm

CORNELL CAPITAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

CORNELL CAPITAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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