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Arlene Rae Busch

CRD# 2588365·Registered 1999 - 2020
Previously Registered: Being a previously registered professional could mean that Arlene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arlene Rae Busch, who also goes by Arlene Rae Binder, was a registered financial advisor. Arlene was a previously registered financial professional and started their career in finance 1999 - 2020. Arlene had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Arlene Rae Binder

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

RSP INVESTMENTS, LLC·CRD# 161622
BD
Paradise Valley, AZ
May 31, 2013 - July 6, 2020
AJAX INVESTMENTS, LLC·CRD# 31799
BD
Highland Park, IL
June 25, 2001 - October 26, 2012
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
December 7, 1999 - August 1, 2000

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Current Firm

RI
RSP INVESTMENTS, LLC

RSP INVESTMENTS, LLC

CRD#: 161622 / SEC#: 8-69046
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

2550 M Street Nw Suite 321, Washington, DC 20037

Mailing Address

2550 M Street Nw Suite 321, Washington, DC 20037

Phone Number

(202) 446-0493

Established

District of Columbia since 10/07/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
RSP HOLDINGS, LLCOWNER—
MAYER, JOAN KARYLECHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER6186877
SCHWERIN, ERIC DAVIDDIRECTOR—
TUCKER, CLARK BOMARFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1977842

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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