Frank A. Piscitelli
Professional summary
Frank A Piscitelli III, who also goes by Frank Anthony Piscitelli III, Frank III Piscitelli, Frank Piscitelli, is a registered financial professional currently at M HOLDINGS SECURITIES, INC. located in Princeton, New Jersey.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1995. Frank has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank A Piscitelli III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2021 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 300 Carnegie Center, Suite 240, Princeton, NJ 08540March 16, 1995 - August 5, 2020
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
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Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Princeton, NJ 08540TRUST BUT VERIFY
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