Bryan J. Spratt

MILLER HOWARD INVESTMENTS

SUNBURY, OH

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CRD#: 2588288

Professional summary

Bryan Joseph Spratt is a registered financial advisor currently at MILLER HOWARD INVESTMENTS INC located in Sunbury, Ohio.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bryan has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SS Farms LLC, Not investment Related, Ohio, Crop, Owner of a family farm, approximately 1 hour per month, 0 during trading hours. 2. Miller Howard Investments, Woodstock NY, Investment related, Portfolio Manager, began 10/2004, full time employee. 3. Girls Just Want to Have Sun, LLC, Sunbury, PA, non-investment related, Wife's spray tanning, 0 hours per month. 4) Spratt Family Farms, LLC; Sunbury, OH; Non-investment related; Began 11/30/2018; sole member; farming; 1 hour per month zero hours during securities trading hours. 5) Hamilton Spratt Development, LLC; Sunbury, OH; Investment Related; Began 11/30/2018; Real Estate Rentals, sole member; holds current rental property in MI and pending rental transaction in OH and any other real estate investment in the future; 1 hour per month zero hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Joseph Spratt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2014 - Present

MILLER HOWARD INVESTMENTS INC

RIA

CRD#: 105800

SUNBURY, OH

Past

January 4, 2016 - December 31, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

July 9, 2014 - December 31, 2015

TANGENT CAPITAL PARTNERS, LLC

CRD#: 146999

SHORT HILLS, NJ

Past

May 8, 2000 - November 8, 2001

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

June 9, 1995 - May 3, 2000

LPM INVESTMENT SERVICES, INC

CRD#: 33980

PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLER HOWARD INVESTMENTS INC

CRD#: 105800 / SEC#: 801-28170

RIA

Registered Investment Advisory firm - (12/5/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/10/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/9/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/8/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MILLER HOWARD INVESTMENTS INC

CRD#: 105800 / SEC#: 801-28170

RIA

Registered Investment Advisory firm - (12/5/1986 Approved)

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Contact information

Main Address

45 Pine Grove Ave Suite 301, Kingston, NY 12401

Mailing Address

P.o. Box 1598, Kingston, NY 12402

Phone number

(845) 679-9166

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MHI PART 2B OCTOBER 2025 (10/22/2025)

MHI PART 2A MARCH 2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,083
AUM (Assets Under Management)	$ 3,450,989,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bryan J. Spratt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Joseph Spratt's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

TANGENT CAPITAL PARTNERS, LLC

FUNDS DISTRIBUTOR, LLC

LPM INVESTMENT SERVICES, INC

Primary Firm SEC Registration

MILLER HOWARD INVESTMENTS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/10/2014

Series 65

Date: 4/9/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/9/2014

Series 6

Date: 6/8/1995

Current Firm

MILLER HOWARD INVESTMENTS INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLER HOWARD INVESTMENTS INC

TRUST BUT VERIFY

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