Jeffrey H. Trull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Harvey Trull, who also goes by Jeff Harvey Trull, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2017 - September 7, 2023
CUNA BROKERAGE SERVICES, INC.
May 7, 2014 - October 18, 2017
AUGUSTAR DISTRIBUTORS, INC.
January 26, 2011 - April 8, 2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 20, 2010 - January 24, 2011
FIRST HORIZON ADVISORS, INC.
May 1, 2007 - April 13, 2010
WELLS FARGO CLEARING SERVICES, LLC
November 1, 2001 - May 14, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
February 23, 1999 - April 12, 2001
VOYA FINANCIAL PARTNERS, LLC
July 1, 1996 - January 15, 1999
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 31, 1996 - July 1, 1996
NATIONWIDE SECURITIES, LLC
May 31, 1995 - October 4, 1995
FIRST NEW YORK SECURITIES L.L.C.
April 5, 1995 - May 23, 1995
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
