Louis G. Cesario
Professional summary
Louis Gary Cesario was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Louis had worked at 4 firms, which includes HAMERSHLAG DODELES & CO. LLC, WESTMINSTER SECURITIES CORPORATION, TRADITION SECURITIES AND DERIVATIVES LLC, SEABOARD SECURITIES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2005 - February 15, 2008
HAMERSHLAG, DODELES & CO., LLC
October 10, 2003 - August 26, 2004
WESTMINSTER SECURITIES CORPORATION
June 3, 2003 - August 11, 2003
TRADITION SECURITIES AND DERIVATIVES LLC
October 14, 2002 - June 3, 2003
SEABOARD SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 10/11/2002
Corporate Securities Limited Representative ExaminationCurrent Firm
HAMERSHLAG, DODELES & CO., LLC
CRD#: 2117 / SEC#: , 8-2404
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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