Tal S. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tal Shaltiel Cohen, who also goes by Tal S Cohen, was a registered financial professional .
Tal is a previously registered financial professional and started their career in finance in 1995. Tal had worked at 2 firms and has passed the Series 63, Series 65, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2006 - December 13, 2013
EQUIBOND, INC.
June 5, 1997 - March 11, 1999
EQUIBOND, INC.
March 22, 1995 - June 9, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
EQUIBOND, INC.
CRD#: 37378 / SEC#: , 8-47788
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
