Alonso M. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alonso Martin Martinez was a registered financial professional .
Alonso is a previously registered financial professional and started their career in finance in 1995. Alonso had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2001 - January 29, 2003
IFMG SECURITIES, INC.
April 6, 2000 - March 27, 2001
BANK UNITED SECURITIES CORP.
January 1, 1999 - April 7, 2000
WAMU INVESTMENTS, INC.
May 26, 1998 - January 1, 1999
GRIFFIN FINANCIAL SERVICES
May 19, 1995 - May 16, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
