BD
Bradley S. Doy
VESTGEN ADVISORS
Downers Grove, IL 60515
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CRD#: 2587926
BD
Professional summary
Bradley Scott Doy, who also goes by Bradley S Doy, is a registered financial advisor currently at VESTGEN ADVISORS, LLC located in Downers Grove, Illinois and PRIVATE CLIENT SERVICES, LLC located in Downers Grove, Illinois.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Bradley has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bradley S Doy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BDJV Properties LLC. 4912 Main St, Downers Grove, IL 60515. Office building. Property Manager. 2 hrs/mo; 0 during trading hrs. Not investment related. 2) VestGen Advisors, LLC. 1605 West Colonial Parkway, Inverness, IL 60067. RIA. 175 hrs/mo; 170 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Scott Doy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2024 - Present
VESTGEN ADVISORS, LLC
Office #1: 4912 Main Street, Downers Grove, IL 60515RIA
CRD#: 318657
Downers Grove, IL
Current
December 2, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 4912 Main St, Downers Grove, IL 60515RIA
BD
CRD#: 120222
Downers Grove, IL
Past
November 14, 2019 - December 3, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
DOWNERS GROVE, IL
Past
November 14, 2019 - December 3, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
DOWNERS GROVE, IL
Past
May 9, 2013 - March 11, 2014
EFG ADVISORS, LLC
RIA
CRD#: 165196
SCHAUMBURG, IL
Past
July 17, 2012 - November 15, 2019
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
SCHAUMBURG, IL
Past
July 16, 2012 - November 15, 2019
VALMARK SECURITIES, INC.
BD
CRD#: 31243
SCHAUMBURG, IL
Past
May 10, 2006 - July 19, 2012
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SCHAUMBURG, IL
Past
February 22, 2006 - July 19, 2012
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SCHAUMBURG, IL
Past
April 10, 2003 - February 22, 2006
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
August 9, 1995 - April 3, 2003
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/2/2024)
RR
Arkansas(12/2/2024)
RR
California(12/2/2024)
RR
Colorado(12/2/2024)
RR
Delaware(12/2/2024)
RR
Florida(12/2/2024)
RR
Georgia(12/2/2024)
IAR
Illinois(10/17/2024)
RR
Illinois(12/2/2024)
RR
Indiana(12/2/2024)
RR
Kentucky(12/2/2024)
RR
Maine(12/2/2024)
RR
Massachusetts(12/2/2024)
RR
Michigan(12/2/2024)
RR
Minnesota(12/2/2024)
RR
Missouri(12/2/2024)
RR
New Hampshire(12/2/2024)
RR
North Carolina(12/2/2024)
RR
Ohio(12/2/2024)
RR
Pennsylvania(12/2/2024)
RR
South Carolina(12/2/2024)
IAR
Texas(10/17/2024)
RR
Texas(12/2/2024)
RR
Utah(12/17/2024)
RR
Virginia(12/2/2024)
RR
Washington(12/2/2024)
RR
Wisconsin(12/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
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Contact information
Main Address
1605 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,800 |
| AUM (Assets Under Management) | $ 3,470,310,102 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VESTGEN ADVISORS, LLC
CRD#: 318657Downers Grove, IL 60515TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
