Willard R. Stem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willard Ronald Stem JR was a registered financial professional .
Willard is a previously registered financial professional and started their career in finance in 1995. Willard had worked at 11 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2012 - December 26, 2014
SENIOR SECURE ADVISORY GROUP, INC.
February 22, 2010 - May 31, 2012
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
July 2, 2009 - February 23, 2010
TRUSTMONT ADVISORY GROUP, INC.
May 1, 2009 - February 23, 2010
TRUSTMONT FINANCIAL GROUP, INC.
May 16, 2006 - July 1, 2009
HORTER INVESTMENT MANAGEMENT, LLC
February 28, 2006 - May 3, 2006
WELLSTONE SECURITIES, LLC
February 28, 2006 - May 3, 2006
WELLSTONE SECURITIES, LLC
April 19, 2005 - December 1, 2005
INVEST FINANCIAL CORPORATION
July 27, 2004 - December 1, 2005
INVEST FINANCIAL CORPORATION
January 17, 2003 - August 6, 2004
LPL FINANCIAL LLC
June 19, 2001 - December 20, 2002
USA FINANCIAL SECURITIES LLC
October 13, 1997 - November 22, 1998
POLARIS FINANCIAL SERVICES, INC.
March 21, 1995 - October 16, 1995
FORTH FINANCIAL SECURITIES, CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SENIOR SECURE ADVISORY GROUP, INC.
CRD#: 162298 / SEC#:
Contact information
Red Flags
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