Mark A. Kirsche

HAZARD & SIEGEL ADVISORY SERVICES LLC

LIVERPOOL, NY

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CRD#: 2587688

Professional summary

Mark Allen Kirsche is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Liverpool, New York and HAZARD & SIEGEL, INC. located in Dewitt, New York.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 14 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT AGENT THROUGH LONG TERM CARE BROKERS,LTC, FIXED LIFE AND INSURANCE, NY LONG TERM CARE BROKERS, 40 HRS MONTH, 11 EXECUTIVE PARK DR, CLIFTON PARK NY 12065; 2) ASJ ASSOCIATES, NON INVESTMENT-RELATED, 5790 WIDEWATERS PARKWAY SUITE 230 DEWITT NY 13214, LIFE INSURANCE, INDEPENDENT AGENT, STARTED MARCH 2015, 15 HOURS PER MONTH INCLUDING 5 HOURS DURING TRADING HOURS, SALE OF LIFE, DISABILITY INCOME, AND LONG TERM CARE INSURANCE. 3)SOLICITOR FOR HAZARD & SIEGEL ADVISORY SERVICES LLC. REFER CLIENT ACCOUNTS TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS 2-20 HRS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Kirsche's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2021 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

RIA

CRD#: 151462

LIVERPOOL, NY

Current

February 19, 2014 - Present

HAZARD & SIEGEL, INC.

Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214

CRD#: 2048

Dewitt, NY

Past

June 9, 2011 - February 28, 2014

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LIVERPOOL, NY

Past

February 17, 2011 - May 17, 2011

HAZARD & SIEGEL, INC.

CRD#: 2048

DEWITT, NY

Past

February 7, 2008 - December 14, 2010

LPL FINANCIAL LLC

CRD#: 6413

NORWICH, NY

Past

June 1, 2007 - December 10, 2007

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 23, 2007 - May 25, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SYRACUSE, NY

Past

December 1, 2005 - March 23, 2007

CITIZENS SECURITIES, INC.

CRD#: 39550

FAYETTEVILLE, NY

Past

December 1, 2004 - December 1, 2005

CHARTER ONE SECURITIES, INC.

CRD#: 13373

CLEVELAND, OH

Past

February 11, 2002 - November 24, 2004

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

November 13, 2000 - March 5, 2002

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

June 5, 1999 - October 4, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 5, 1999 - October 4, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

November 20, 1995 - April 20, 1999

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

April 7, 1995 - November 29, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

April 7, 1995 - November 29, 1995

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/7/2021)

Florida
(8/28/2014)

New York
(2/19/2014)

IAR

New York
(7/12/2021)

South Carolina
(8/22/2025)

Tennessee
(10/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/6/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark A. Kirsche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Kirsche's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

ALLSTATE FINANCIAL SERVICES, LLC

HAZARD & SIEGEL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

CITIZENS SECURITIES, INC.

CHARTER ONE SECURITIES, INC.

NYLIFE SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

1717 CAPITAL MANAGEMENT COMPANY

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/10/1995

SIE

Date: 10/1/2018

Series 6

Date: 4/6/1995

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

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