RP
Robert V. Poppell
VOYA FINANCIAL ADVISORS
Tallahassee, FL 32308
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CRD#: 2587536
RP
Professional summary
Robert Vaughn Poppell is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Tallahassee, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:PRAESIDIUM HOMES, LLC; No; 3116 CAPITAL CIRCLE NE STE 7; TALLAHASSEE; FL; 32308; NEW HOME CONSTRUCTION; PRESIDENT/FINANCIALLY RESPONSIBLE OFFICER; 4/13/2015; 20; 10; MONITOR BUSINESS ACTIVITY INVOLVED WITH NEW HOME CONSTRUCTION.| NAME OF ENTITY:TIMBERLANE CHURCH OF CHRIST; No; 3569 TIMBERLANE SCHOOL RD; TALLAHASSEE; FL; 32312; NON-PROFIT ORGANIZATION; TREASURER; 9/1/2016; 2; 0; PREPARE ANNUAL BUDGET,SUPERVISE BOOKKEEPER.OVERSEE CHURCH FINANCES.| NAME OF ENTITY:POPPELL FINANCIAL GROUP, LLC; No; 3116 CAPITAL CIRCLE NE STE 8; TALLAHASSEE; FL; 32308; RENTAL SPACE; OWNER; 1/1/2011; 1; 0; RENT INDIVIDUAL OFFICES IN SINGLE SUITE OFFICES.| NAME OF ENTITY:R. VAUGHN POPPELL, CPA DBA POPPELL FINANCIAL GROUP. LLC; Yes; 3116 CAPITAL CIRCLE NE SUITE 6; TALLAHASSEE; FL; 32308; FINANCIAL SERVICES/TAX PREP; OWNER/CEO; 2/1/2008; 160; 135; SALE & SERVICE FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS./TAX PREP| NAME OF ENTITY: Independent Insurance Agent; Yes; 3116 Capital Cir NE Ste 6; Tallahassee; FL; 32308; Fixed Insurance Sales; Independent Insurance Agent; 9/10/2020; 20; 20; sales of fixed insurance products| PRAESIDIUM HOMES REAL ESTATE POSITION: Real Estate Broker NATURE: Facilitate the purchase or sale of real estate for a fee. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 3116 Capital Cir NE, Ste. 7, Tallahassee FL 32308, United States DESCRIPTION: This will be a convenience job meaning the listing of friends or families real estate for sale or assist in the purchase of real estate. Primarily, it will be for purchasing property for my construction company on which to build homes. BRENTWOOD OFFICE CONDO ASSOC POSITION: President NATURE: Condo building association - I own two of the ten units. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 3116 Capital Cir NE, Ste. 6, Tallahassee FL 32308, United States DESCRIPTION: Administrative oversight of bookkeeper and other monitoring duties. I have no access to writing checks or funds of the association.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Vaughn Poppell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Vaughn Poppell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2010 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 3116 Capital Circle Ne Suite 6, Tallahassee, FL 32308Office #2: 6706 N 9th Avenue Suite D19, Pensacola, FL 32504Office #3: 1540 International Parkway, Lake Mary, FL 32746RIA
BD
CRD#: 2882
Tallahassee, FL
Current
December 17, 2010 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 3116 Capital Circle Ne Suite 6, Tallahassee, FL 32308Office #2: 6706 N 9th Avenue Suite D19, Pensacola, FL 32504Office #3: 1540 International Parkway, Lake Mary, FL 32746RIA
BD
CRD#: 2882
Tallahassee, FL
Past
February 21, 2007 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
TALLAHASSEE, FL
Past
February 21, 1995 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
TALLAHASSEE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/17/2010)
RR
Arizona(1/4/2024)
RR
Arkansas(3/3/2021)
RR
California(1/4/2024)
RR
Colorado(9/23/2019)
RR
Delaware(1/2/2025)
RR
Florida(12/17/2010)
IAR
Florida(12/23/2010)
RR
Georgia(12/17/2010)
RR
Illinois(1/2/2025)
RR
Iowa(1/4/2024)
RR
Kansas(1/4/2024)
RR
Louisiana(8/8/2024)
RR
Maine(8/13/2019)
RR
Maryland(1/4/2024)
RR
Michigan(10/15/2019)
RR
Montana(12/10/2024)
RR
Nevada(5/3/2023)
RR
New Jersey(5/3/2023)
RR
New York(7/11/2018)
IAR
New York(10/11/2022)
RR
North Carolina(6/11/2019)
RR
North Dakota(8/8/2024)
RR
Ohio(5/3/2023)
RR
Pennsylvania(5/3/2023)
RR
Puerto Rico(10/9/2017)
RR
South Carolina(2/17/2023)
RR
Tennessee(5/3/2023)
RR
Texas(5/9/2022)
IAR
Texas(5/10/2022)
RR
Virginia(6/11/2019)
RR
Washington(7/6/2020)
RR
West Virginia(3/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Tallahassee, FL 32308TRUST BUT VERIFY
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Contact information
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