Timothy H. Jobe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Hamilton Jobe was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1973. Timothy had worked at 9 firms and has passed the Series 65, Series 63, Series 5, PC, Series 000, Series 1, Series 53, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2012 - March 3, 2023
MKT ADVISORS LLC
June 1, 2009 - March 19, 2012
MORGAN STANLEY
June 1, 2009 - March 19, 2012
MORGAN STANLEY
April 3, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 3, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 7, 1994 - April 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 6, 1993 - April 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 21, 1988 - July 23, 1993
MORGAN STANLEY DW INC.
July 22, 1980 - April 19, 1988
E. F. HUTTON & COMPANY INC
January 31, 1980 - August 21, 1980
UBS FINANCIAL SERVICES INC.
July 8, 1974 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 1, 1973 - July 13, 1974
ROBERTS, SCOTT & CO., INC.
Primary Firm SEC Registration
MKT ADVISORS LLC
CRD#: 163833 / SEC#: 801-76469
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 2/9/1982
Interest Rate Options ExaminationPC
Date: 7/23/1980
AMEX Put and Call ExamSeries 000
Date: 4/7/1973
General Securities Principal ExaminationSeries 1
Date: 4/7/1973
Registered Representative ExaminationSeries 12
Date: 8/29/1980
NYSE Branch Manager ExaminationCurrent Firm
MKT ADVISORS LLC
CRD#: 163833 / SEC#: 801-76469
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 961 |
| AUM (Assets Under Management) | $ 422,577,650 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
