James G. Jobe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Garfield Jobe was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1966. James had worked at 6 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2007 - December 14, 2017
J.G. JOBE INVESTMENT ADVISORS, LLC
August 14, 1979 - June 5, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 1979 - July 19, 1979
LEHMAN BROTHERS INC.
October 27, 1977 - January 26, 1979
REINHOLDT & GARDNER INCORPORATED
August 28, 1972 - November 21, 1977
NEWHARD, COOK & CO. INCORPORATED
March 17, 1966 - September 1, 1972
B.C. CHRISTOPHER SECURITIES CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 3/16/1981
AMEX Put and Call ExamSeries 1
Date: 3/15/1966
Registered Representative ExaminationCurrent Firm
J.G. JOBE INVESTMENT ADVISORS, LLC
CRD#: 142895 / SEC#:
Contact information
Red Flags
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