Aaron S. Archambo

ARCHAMBO FINANCIAL ADVISORS

BARTLESVILLE, OK 74003

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CRD#: 2587428

Professional summary

Aaron Scott Archambo, CFP® is a registered financial advisor currently at ARCHAMBO FINANCIAL ADVISORS, INC. located in Bartlesville, Oklahoma and CALTON & ASSOCIATES, INC. located in Bartlesville, Oklahoma.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Aaron has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 11 exams.

Question & Answer

What are your service offerings?

Education Planning

Retirement Planning

Investment Planning

Long-term Care

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I HAVE AN ACTIVE OKLAHOMA INSURANCE LICENSE FOR LIFE AND HEALTH; BOARD MEMBER OF THE SALVATION ARMY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Scott Archambo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 29, 2004 - Present

ARCHAMBO FINANCIAL ADVISORS, INC.

Office #1: 310 S Osage, Bartlesville, OK 74003

RIA

CRD#: 129927

BARTLESVILLE, OK

Current

June 29, 2023 - Present

CALTON & ASSOCIATES, INC.

Office #1: 310 South Osage Ave, Bartlesville, OK 74003

RIA

CRD#: 20999

Bartlesville, OK

Past

January 14, 1998 - December 15, 2004

FIRST INVESTMENT CORPORATION

RIA

CRD#: 110972

BARTLESVILLE, OK

Past

May 13, 1997 - July 19, 2023

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

BARTLESVILLE, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHAMBO FINANCIAL ADVISORS, INC.

CRD#: 129927 / SEC#: 801-120463

RIA

Registered Investment Advisory firm - (3/8/2021 Approved)

Oklahoma

Registered Investment Advisory firm - (7/16/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(6/29/2023)

Georgia
(8/6/2023)

Kansas
(6/29/2023)

Missouri
(6/29/2023)

Ohio
(6/29/2023)

IAR

Oklahoma
(1/29/2004)

Oklahoma
(6/29/2023)

Pennsylvania
(6/29/2023)

Texas
(6/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/1996

General Securities Representative Examination

General Industry/Product Exam

Series 11

Date: 4/21/1995

Assistant Representative-Order Processing Qualification Exam

SRO Registrations

FINRA

Current Firm

ARCHAMBO FINANCIAL ADVISORS, INC.

CRD#: 129927 / SEC#: 801-120463

RIA

Registered Investment Advisory firm - (3/8/2021 Approved)

Oklahoma

Registered Investment Advisory firm - (7/16/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2025 Terminated)

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Contact information

Main Address

310 South Osage, Bartlesville, OK 74003

Mailing Address

Phone number

(918) 336-2222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PARTS 2A & 2B FOR Y/E 2024 (8/15/2025)

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 157,213,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Aaron S. Archambo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Scott Archambo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

FIRST INVESTMENT CORPORATION

DOMINION INVESTOR SERVICES, INC.

Primary Firm SEC Registration

ARCHAMBO FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/1997

Series 63

Date: 2/7/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/6/1996

Series 11

Date: 4/21/1995

FINRA

Current Firm

ARCHAMBO FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCHAMBO FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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