Jacob N. Walthour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob Nmn Walthour JR., who also goes by Jacob Nmn Walthour Jr., Jacob No Middle Name Walthour Jr, Jacob Walthour Jr, Jacob Walthour Jr., Jacob Walthour, Jake Walthour, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 1995. Jacob had worked at 7 firms and has passed the Series 66, Series 63, Series 79TO, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2022 - July 11, 2023
BLUEPRINT CAPITAL MARKETS
March 7, 2015 - February 19, 2016
OCP CAPITAL, LLC
February 24, 2006 - November 17, 2006
QUELLOS PRIVATE CAPITAL MARKETS, L.P.
February 24, 2006 - November 17, 2006
QUELLOS CAPITAL MANAGEMENT LP
October 24, 2005 - November 17, 2006
QUELLOS FUND SERVICES, LLC
May 23, 2005 - October 24, 2005
CFT SECURITIES, LLC
December 12, 1995 - February 14, 2001
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/1/2022
Investment Banking Registered Representative ExaminationCurrent Firm
BLUEPRINT CAPITAL MARKETS
CRD#: 44323 / SEC#: , 8-50628
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANZO, MARK THOMAS | FINOP / PFO / POO | 1229739 |
| WALTHOUR, JACOB NMN JR. | CEO, GENERAL SECURITIES PRINCIPAL, CCO |
Red Flags
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